Use cases · Banking & Capital Markets
AI agent governance built for Banking & Capital Markets
Deploy, govern, and prove compliance for AI agents — mapped to the frameworks that matter in your vertical.
By the numbers
$35M — maximum EU AI Act penalty
The challenge
Trading bots, credit decisioning agents, and fraud detection AI face scrutiny from OCC, FINRA, and the EU AI Act's high-risk classification. A single ungoverned lending agent can trigger fair lending violations across thousands of decisions.
How AgentCompliant helps
- Kill switch for rogue trading agents
- Bias monitoring on lending decisions
- EU AI Act high-risk mapping
- FINRA audit trail
- Automated adverse action documentation
Applicable regulations
- EU AI Act
- NYC LL144
- OCC Guidance
- FINRA
- ECOA
- FCRA
Talk to us about your agents
See how AgentCompliant maps to banking & capital markets workflows — from inventory to audit-ready evidence.
Contact us